CU Webinar Webinars - Live

Internal Compliance Monitoring & Risk Assessment

December 5 | 3:00 pm - 4:30 pm ET
Category:
CU Webinar Webinars - Live
Contact: Krista Simonis at ksimonis@mainecul.org

Regulatory expectations for a strong, well-defined, and documented compliance management system (CMS) continue to increase.

Whether you are a small, community financial institution or a large regional credit union, your CMS is not complete without a plan for internal monitoring and ongoing testing.
 
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
  • Define the components of a risk assessment and understand the importance of planning and documenting your compliance management program
  • Identify the relationship between your compliance risk assessment and schedule for internal monitoring and testing
  • Build a detailed risk assessment specific to your institution
  • Design and implement an individualized compliance monitoring schedule
  • Establish criteria for reporting compliance results to the board and senior management

For more information, including pricing and registration, click here.